SEC Form 4 · accession 0001209191-16-150464
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Russell
Officer — Pres/COO, Worthington Industri
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 15, 2016 | M | 100,000 | $18.41 | A | 474,237 | D | |
| Common Shares | Nov 15, 2016 | F | 65,578 | $57.70 | D | 408,659 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F1 | $18.41 | Nov 15, 2016 | M | 100,000 | D | Feb 12, 2008 | Feb 12, 2017 | common shares | 100,000 | 0 | D |
Explanation of responses
- F1This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is date on which the first 20% portion of the option vested. Additional portions of 20% of the option vested annually on each of 02/12/2009, 02/12/2010, 02/12/2011, and 02/12/2012.