SEC Form 4 · accession 0001209191-16-143961
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Blystone
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 2:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Oct 3, 2016 | M | 12,000 | $22.06 | A | 130,801 | D | |
| Common Shares | Oct 3, 2016 | F | 5,490 | $48.21 | D | 125,311 | D | |
| Common Shares | Oct 3, 2016 | M | 12,000 | $14.43 | A | 137,311 | D | |
| Common Shares | Oct 3, 2016 | F | 3,591 | $48.21 | D | 133,720 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to acquire)F1 | $22.06 | Oct 3, 2016 | M | 12,000 | D | Sep 27, 2013 | Sep 27, 2022 | common shares | 12,000 | 0 | D |
| Non-qualified stock option (right to acquire)F2 | $14.43 | Oct 3, 2016 | M | 12,000 | D | Sep 29, 2012 | Sep 29, 2021 | common shares | 12,000 | 0 | D |
Explanation of responses
- F1This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and will become vested and fully exercisable on the first to occur: (i) the first anniversary of the grant date (September 27, 2013) or (ii) the date of the next Annual Meeting of Shareholders of Worthington Industries, Inc. following the grant date.
- F2This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and will become vested and fully exercisable on the first to occur: (i) the first anniversary of the grant date (September 29, 2012) or (ii) the date of the next Annual Meeting of Shareholders of Worthington Industries, Inc. following the grant date.