SEC Form 4 · accession 0001209191-16-143278
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard G Welch
Officer — Controller
Period of report
Sep 29, 2016
Accepted (ET)
Sep 30, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 29, 2016 | M | 7,500 | $22.73 | A | 33,732 | D | |
| Common Shares | Sep 29, 2016 | F | 4,965 | $47.23 | D | 28,767 | D | |
| Common Shares | Sep 29, 2016 | G | 800 | $0.00 | D | 27,967 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F1 | $22.73 | Sep 29, 2016 | M | 7,500 | D | Jul 2, 2008 | Jul 2, 2017 | common shares | 7,500 | 0 | D |
Explanation of responses
- F1This option was granted out of the Worthington Industries, Inc. 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vested annually on 07/02/2009, 07/02/2010, 07/02/2011 and 07/02/2012.