SEC Form 4 · accession 0001209191-16-130067
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P/oh McConnell
Officer — Chairman/Chief Exec Officer · Director
Period of report
Jun 28, 2016
Accepted (ET)
Jun 29, 2016 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 28, 2016 | F | 11,099 | $36.96 | D | 1,600,526 | D | |
| Common Shares | holding | — | — | — | 12,415,982 | I | By JMAC, Inc. | |
| Common SharesF2 | holding | — | — | — | 2,428,312 | I | By the Porter Rardin Trust f/b/o John P. McConnell and Margaret Kollis | |
| Common SharesF2 | holding | — | — | — | 6,151 | I | As custodian for his son, C.R.McConnell | |
| Common Shares | holding | — | — | — | 5,392 | I | By Spouse, Amy McConnell, as custodian for her son, Luke A. Edmonds | |
| Common Shares | holding | — | — | — | 118,000 | I | By The McConnell Family Trust | |
| Common SharesF3 | holding | — | — | — | 255,875 | I | By The Margaret R. McConnell Trust f/b/o Margaret Kollis | |
| Common Shares | holding | — | — | — | 24,959 | I | By the Worthington Industries, Inc. Deferred Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan and vested on the third anniversary, i.e. June 28, 2016. Shares shown were withheld upon the vesting of such restricted shares in order to satisfy the reporting person's tax withholding obligation upon such vesting.
- F2The account is enrolled in the Issuer's dividend reinvestment plan and the amount listed includes the number of common shares reflected in the most up-to-date information available.
- F3Amount listed is the most up-to-date information available regarding holdings in the Worthington Industries, Inc. Deferred Profit Sharing Plan Fund which invests in common shares of the Issuer.