SEC Form 4 · accession 0001209191-16-119730
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl A Nelson Jr.
Director
Period of report
May 12, 2016
Accepted (ET)
May 13, 2016 · 9:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 12, 2016 | M | 5,000 | $17.23 | A | 42,377 | D | |
| Common Shares | May 12, 2016 | F | 2,399 | $35.89 | D | 39,978 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1 | $17.23 | May 12, 2016 | M | 5,000 | D | Sep 27, 2007 | Sep 27, 2016 | common shares | 5,000 | 0 | D |
Explanation of responses
- F1This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and will become vested and fully exercisable on the first to occur: (i) the first anniversary of the grant date (September 27, 2007) or (ii) the date of the next Annual Meeting of Shareholders of Worthington Industries, Inc. following the grant date.