SEC Form 4 · accession 0001209191-16-116338
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale T Brinkman
Officer — VP-Admin & Secretary
Period of report
Apr 27, 2016
Accepted (ET)
Apr 29, 2016 · 11:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Apr 27, 2016 | M | 10,000 | $22.73 | A | 67,386 | D | |
| Common Shares | Apr 27, 2016 | S | 10,000 | $37.18 | D | 57,386 | D | |
| Common Shares | Apr 27, 2016 | M | 5,000 | $22.73 | A | 62,386 | D | |
| Common Shares | Apr 27, 2016 | F | 3,687 | $38.05 | D | 58,699 | D | |
| Common Shares | Apr 28, 2016 | S | 1,500 | $38.28 | D | 57,199 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock optionF1 | $22.73 | Apr 27, 2016 | M | 10,000 | D | Jul 2, 2008 | Jul 2, 2017 | common shares | 10,000 | 5,000 | D |
| Non-qualified stock optionF1 | $22.73 | Apr 27, 2016 | M | 5,000 | D | Jul 2, 2008 | Jul 2, 2017 | common shares | 5,000 | 0 | D |
Explanation of responses
- F1This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is date on which the first 20% portion of the option vested. Additional portions of 20% of the option vested annually on each of 07/02/2009, 07/02/2010, 07/02/2011, and 07/02/2012.