SEC Form 4 · accession 0001209191-16-105120
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard G Welch
Officer — Controller
Period of report
Mar 2, 2016
Accepted (ET)
Mar 3, 2016 · 2:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 2, 2016 | M | 8,000 | $18.17 | A | 32,016 | D | |
| Common Shares | Mar 2, 2016 | F | 5,724 | $33.25 | D | 26,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F1 | $18.17 | Mar 2, 2016 | M | 8,000 | D | Jun 1, 2007 | Jun 1, 2016 | common shares | 8,000 | 0 | D |
Explanation of responses
- F1This option was granted out of the Worthington Industries, Inc. 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vested annually on 06/01/2008, 06/01/2009, 06/01/2010 and 06/01/2011.