SEC Form 4 · accession 0001209191-16-095897
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale T Brinkman
Officer — VP-Admin & Secretary
Period of report
Feb 4, 2016
Accepted (ET)
Feb 5, 2016 · 12:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 4, 2016 | M | 5,000 | $18.17 | A | 62,386 | D | |
| Common Shares | Feb 4, 2016 | S | 5,000 | $30.52 | D | 57,386 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock optionF1 | $18.17 | Feb 4, 2016 | M | 5,000 | D | Jun 1, 2007 | Jun 1, 2016 | common shares | 5,000 | 0 | D |
Explanation of responses
- F1This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is date on which the first 20% portion of the option vested. Additional portions of 20% of the option vested annually on each of 06/01/2008, 06/01/2009, 06/01/2010, and 06/01/2011.