SEC Form 4 · accession 0001209191-16-094643
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Virgil L Winland
Officer — Exec VP-Manufacturing
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 1:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jan 29, 2016 | M | 15,000 | $18.17 | A | 111,327 | D | |
| Common Shares | Jan 29, 2016 | F | 11,140 | $30.59 | D | 100,187 | D | |
| Common SharesF1 | holding | — | — | — | 56,274 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F2 | $18.17 | Jan 29, 2016 | M | 15,000 | D | Jun 1, 2007 | Jun 1, 2016 | common shares | 15,000 | 0 | D |
Explanation of responses
- F1Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
- F2This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan. Date listed is the first day 20% portion of the option vested.