SEC Form 4 · accession 0001209191-15-078666
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Lamprinakos
Officer — President, Engineered Cabs
Period of report
Nov 4, 2015
Accepted (ET)
Nov 5, 2015 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 4, 2015 | M | 6,359 | $18.17 | A | 47,545 | D | |
| Common Shares | Nov 4, 2015 | S | 6,359 | $32.02 | D | 41,186 | D | |
| Common SharesF1 | holding | — | — | — | 4,995 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to acqire)F2 | $18.17 | Nov 4, 2015 | M | 6,359 | D | Jun 1, 2007 | Jun 1, 2016 | common shares | 13,641 | 13,641 | D |
Explanation of responses
- F1Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
- F2This non-qualified stock option was granted out of the Company's 2003 Stock Option Plan and vests at 20% per year. Date listed is the first day the options are available.