SEC Form 4 · accession 0001209191-15-057432
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B Andrew Rose
Officer — CFO
Period of report
Jun 26, 2015
Accepted (ET)
Jun 30, 2015 · 11:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 26, 2015 | A | 16,000 | $0.00 | A | 428,459 | D | |
| Common SharesF2 | Jun 29, 2015 | F | 3,485 | $30.58 | D | 424,974 | D | |
| Common Shares | holding | — | — | — | 1,187 | I | By spouse | |
| Common Shares | holding | — | — | — | 10,665 | I | Custodian for daughter, Sydney Rose | |
| Common Shares | holding | — | — | — | 10,665 | I | Custodian for daughter, Hannah Rose |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy)F3 | $30.92 | Jun 26, 2016 | A | 17,000 | A | Jun 26, 2016 | Jun 26, 2025 | common shares | 17,000 | 17,000 | D |
Explanation of responses
- F1An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/26/18).
- F2Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.
- F3This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/26/17 and 6/26/18.