SEC Form 4 · accession 0001209191-15-047303
WORTHINGTON ENTERPRISES, INC. · WOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P/oh McConnell
Officer — Chairman/Chief Exec Officer · Director
Period of report
May 27, 2015
Accepted (ET)
May 28, 2015 · 9:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108516
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 27, 2015 | M | 200,000 | $17.01 | A | 1,647,121 | D | |
| Common Shares | May 27, 2015 | F | 99,999 | $27.34 | D | 1,547,122 | D | |
| Common Shares | holding | — | — | — | 12,415,982 | I | By JMAC, Inc. | |
| Common Shares | holding | — | — | — | 2,428,312 | I | By the Porter Rardin Trust f/b/o John P. McConnell and Margaret Kollis | |
| Common SharesF1 | holding | — | — | — | 5,703 | I | As custodian for his son, C.R.McConnell | |
| Common SharesF1 | holding | — | — | — | 4,936 | I | By Spouse, Amy McConnell, as custodian for her son, Luke A. Edmonds | |
| Common Shares | holding | — | — | — | 118,000 | I | By The McConnell Family Trust | |
| Common Shares | holding | — | — | — | 255,875 | I | By The Margaret R. McConnell Trust f/b/o Margaret Kollis | |
| Common SharesF2 | holding | — | — | — | 24,083 | I | By the Worthington Industries, Inc. Deferred Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Purchase)F3 | $17.01 | May 27, 2015 | M | 200,000 | D | Jun 1, 2006 | May 31, 2015 | common shares | 200,000 | 0 | D |
Explanation of responses
- F1The account is enrolled in the Issuer's dividend reinvestment plan and the amount listed includes the number of common shares reflected in the most up-to-date information available.
- F2Amount listed is the most up-to-date information available regarding holdings in the Worthington Industries, Inc. Deferred Profit Sharing Plan Fund which invests in common shares of the Issuer.
- F3This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date, the date listed is the first day any portion of the option vested. This option was due to expire on May 31, 2015.