SEC Form 4 · accession 0001209191-15-005066
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Charles Taylor
Officer — President and CEO · Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 20, 2015 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2015 | A | 83,590 | $19.49 | A | 274,855 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (right to buy) | $9.22 | holding | — | — | — | Jan 13, 2006 | Aug 24, 2015 | Common Stock | 45,000 | 45,000 | D |
| Nonstatutory Stock Option (right to buy) | $14.22 | holding | — | — | — | Nov 21, 2007 | Nov 21, 2016 | Common Stock | 15,000 | 15,000 | D |
| Employee Stock Option (right to buy) | $20.06 | holding | — | — | — | Jan 15, 2009 | Jan 15, 2018 | Common Stock | 40,000 | 40,000 | D |
| Employee Stock Option (right to buy) | $17.51 | holding | — | — | — | Sep 10, 2009 | Sep 10, 2018 | Common Stock | 25,000 | 25,000 | D |
| Employee Stock Option (right to buy) | $9.95 | holding | — | — | — | Jan 28, 2010 | Jan 28, 2019 | Common Stock | 30,000 | 30,000 | D |
| Employee Stock Option (right to buy) | $7.84 | holding | — | — | — | Mar 17, 2010 | Mar 16, 2019 | Common Stock | 23,852 | 23,852 | D |
| Employee Stock Option (right to buy) | $19.90 | holding | — | — | — | Jan 18, 2011 | Jan 17, 2020 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The acquisition of the 83,590 shares of common stock reflects an award of restricted stock on January 16, 2015, pursuant to the Company's 2009 Restricted Stock/Unit Plan. The award vests one year from the grant date subject to the participant's continued employment with the Company and subject to accelerated vesting upon the death, disability or retirement of the participant, or upon a change in control of the Company.