SEC Form 4 · accession 0001084991-19-000008
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Charles Taylor
Officer — Chief Executive Officer · Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 28, 2019 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2019 | M | 21,140 | $0.00 | A | 42,279 | I | By Rabbi Trust |
| Common Stock | Feb 14, 2019 | F | 1,277 | $18.04 | D | 319,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Feb 14, 2019 | M | 21,140 | D | — | — | Common Stock | 21,140 | 49,090 | D |
| Employee Stock Option | $19.90 | holding | — | — | — | Jan 18, 2011 | Jan 17, 2020 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.
- F2Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.