SEC Form 4 · accession 0001084991-18-000052
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Charles Taylor
Officer — CEO · Director
Period of report
Aug 23, 2018
Accepted (ET)
Aug 27, 2018 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2018 | M | 3,320 | $17.51 | A | 319,982 | D | |
| Common Stock | Aug 23, 2018 | S | 1,306 | $22.51 | D | 318,676 | D | |
| Common Stock | Aug 24, 2018 | S | 1,500 | $22.45 | D | 317,176 | D | |
| Common Stock | Aug 27, 2018 | S | 514 | $22.04 | D | 316,662 | D | |
| Common Stock | holding | — | — | — | 21,139 | I | By Rabbi Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $17.51 | Mar 23, 2018 | M | 3,320 | D | Sep 10, 2009 | Sep 10, 2018 | Common Stock | 3,320 | 17,776 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | — | Common Stock | 70,230 | 70,230 | D |
| Employee Stock Option | $9.95 | holding | — | — | — | Jan 28, 2010 | Jan 28, 2019 | Common Stock | 30,000 | 30,000 | D |
| Employee Stock Option | $7.84 | holding | — | — | — | Mar 17, 2010 | Mar 16, 2019 | Common Stock | 23,852 | 23,852 | D |
| Employee Stock Option | $19.90 | holding | — | — | — | Jan 18, 2011 | Jan 17, 2020 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Not Applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.