SEC Form 4 · accession 0001084991-18-000016
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Chisholm
Director
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 1:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2018 | A | 4,072 | $24.55 | A | 31,904 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option | $8.00 | holding | — | — | — | Mar 31, 2009 | Mar 31, 2019 | Common Stock | 2,500 | 2,500 | D |
| Nonqualified Stock Option | $16.74 | holding | — | — | — | Mar 31, 2010 | Mar 31, 2020 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The acquisition of the 4,072 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 1,018 shares beginning on March 31, 2019, with additional 1,018 installments vesting on June 30, September 30 and December 31, 2019, although the award is also subject to accelerated vesting upon the death or disability of the recipient, or upon a change in control of the Company.