SEC Form 4 · accession 0001084991-18-000006
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Hazlett
Officer — VP -- Technical Services
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 11:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2018 | M | 102 | $17.51 | A | 45,384 | D | |
| Common Stock | Jan 25, 2018 | S | 102 | $28.90 | D | 45,282 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $17.51 | Jan 25, 2018 | M | 102 | D | Sep 10, 2009 | Sep 10, 2018 | Common Stock | 102 | 0 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | — | Common Stock | 15,000 | 15,000 | D |
| Employee Stock Option | $17.74 | holding | — | — | — | Dec 9, 2010 | Dec 8, 2019 | Common Stock | 10,000 | 10,000 | D |
| Employee Stock Option | $17.81 | holding | — | — | — | Jan 25, 2012 | Jan 24, 2021 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.