SEC Form 4 · accession 0001084991-17-000060
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Charles Taylor
Officer — CEO · Director
Period of report
Oct 3, 2017
Accepted (ET)
Oct 4, 2017 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2017 | A | 3,874 | $20.06 | A | 280,962 | D | |
| Common Stock | Oct 3, 2017 | S | 3,874 | $28.58 | D | 277,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $20.06 | Oct 3, 2017 | M | 3,874 | D | Jan 15, 2009 | Jan 15, 2018 | Common Stock | 3,874 | 16,212 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | — | Common Stock | 63,418 | 63,148 | D |
| Employee Stock Option | $17.51 | holding | — | — | — | Sep 10, 2009 | Sep 10, 2018 | Common Stock | 25,000 | 25,000 | D |
| Employee Stock Option | $9.95 | holding | — | — | — | Jan 28, 2010 | Jan 28, 2017 | Common Stock | 30,000 | 30,000 | D |
| Employee Stock Option | $7.84 | holding | — | — | — | Mar 17, 2010 | Mar 16, 2019 | Common Stock | 23,852 | 23,852 | D |
| Employee Stock Option | $19.90 | holding | — | — | — | Jan 18, 2011 | Jan 17, 2020 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.