SEC Form 4 · accession 0001084991-17-000021
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Larry Lawrence
Officer — Chief Financial Officer
Period of report
Mar 23, 2017
Accepted (ET)
Mar 27, 2017 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2017 | A | 5,000 | $25.05 | A | 48,221 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 23, 2017 | A | 15,000 | A | — | — | Common Stock | 15,000 | 15,000 | D |
| Employee Stock Option | $17.81 | holding | — | — | — | Jan 25, 2012 | Jan 24, 2021 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Not Applicable. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Company's common stock upon vesting without payment.
- F2Not Applicable. The RSU award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to the reporting person's continued employment with the Company and subject to accelerated vesting upon death, disability or retirement of the reporting person, or upon a change in control.