SEC Form 4 · accession 0001084991-17-000020
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Charles Taylor
Officer — Chief Executive Officer · Director
Period of report
Jan 6, 2017
Accepted (ET)
Mar 16, 2017 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 6, 2017 | F | 15,696 | $31.35 | D | 334,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF1,F2 | — | holding | — | — | — | — | — | Common Stock | 17,616 | 17,616 | D |
| Employee Stock Option | $20.06 | holding | — | — | — | Jan 15, 2009 | Jan 15, 2018 | Common Stock | 20,086 | 20,086 | D |
| Employee Stock Option | $17.51 | holding | — | — | — | Sep 10, 2009 | Sep 10, 2018 | Common Stock | 25,000 | 25,000 | D |
| Employee Stock Option | $9.95 | holding | — | — | — | Jan 28, 2010 | Jan 28, 2019 | Common Stock | 30,000 | 30,000 | D |
| Employee Stock Option | $7.84 | holding | — | — | — | Mar 17, 2010 | Mar 16, 2019 | Common Stock | 23,852 | 23,852 | D |
| Employee Stock Option | $19.90 | holding | — | — | — | Jan 18, 2011 | Jan 17, 2020 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Not Applicable. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Company's common stock upon vesting without payment.
- F2Not Applicable.