SEC Form 4 · accession 0001084991-17-000008
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen Charles Taylor
Officer — Chief Executive Officer · Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2017 | A | 70,464 | $28.65 | A | 368,202 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $20.06 | holding | — | — | — | Jan 15, 2009 | Jan 15, 2018 | Common Stock | 20,086 | 20,086 | D |
| Employee Stock Option | $17.51 | holding | — | — | — | Sep 10, 2009 | Sep 10, 2018 | Common Stock | 25,000 | 25,000 | D |
| Employee Stock Option | $9.95 | holding | — | — | — | Jan 28, 2010 | Jan 28, 2019 | Common Stock | 30,000 | 30,000 | D |
| Employee Stock Option | $7.84 | holding | — | — | — | Mar 17, 2010 | Mar 16, 2019 | Common Stock | 23,852 | 23,852 | D |
| Employee Stock Option | $19.90 | holding | — | — | — | Jan 18, 2011 | Jan 17, 2020 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The acquisition of the 70,464 shares of common stock reflects an award of restricted stock on February 14, 2017, pursuant to the Company's 2009 Restricted Stock/Unit Plan. The award vests in one-third annual increments beginning upon the first anniversary of the grant date, subject to the participant's continued employment with the Company and subject to accelerated vesting upon death, disability or retirement of the participant, or upon a change in control of the Company.