SEC Form 4 · accession 0000899243-16-011382
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen Charles Taylor
Officer — President and CEO · Director
Period of report
Jan 6, 2016
Accepted (ET)
Jan 8, 2016 · 2:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 6, 2016 | A | 75,915 | $22.13 | A | 332,543 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonstatutory Stock Option (right to buy) | $14.22 | holding | — | — | — | Nov 21, 2007 | Nov 21, 2016 | Common Stock | 15,000 | 15,000 | D |
| Employee Stock Option (right to buy) | $20.06 | holding | — | — | — | Jan 15, 2009 | Jan 15, 2018 | Common Stock | 40,000 | 40,000 | D |
| Employee Stock Option (right to buy) | $17.51 | holding | — | — | — | Sep 10, 2009 | Sep 10, 2018 | Common Stock | 25,000 | 25,000 | D |
| Employee Stock Option (right to buy) | $9.95 | holding | — | — | — | Jan 28, 2010 | Jan 28, 2019 | Common Stock | 30,000 | 30,000 | D |
| Employee Stock Option (right to buy) | $7.84 | holding | — | — | — | Mar 17, 2010 | Mar 16, 2019 | Common Stock | 23,852 | 23,852 | D |
| Employee Stock Option (right to buy) | $19.90 | holding | — | — | — | Jan 18, 2011 | Jan 17, 2020 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The acquisition of the 75,915 shares of common stock reflects an award of restricted stock on January 6, 2016, pursuant to the Company's 2009 Restricted Stock/Unit Plan. The award vests two years from the grant date subject to the participant's continued employment with the Company and subject to accelerated vesting upon the death, disability or retirement of the participant, or upon a change in control of the Company.
- F2In addition to the acquisition reported in this Form 4, the amount of shares beneficially owned in column 5 of Table I has been increased by 11,744 shares in order to correct an inadvertent balance carryforward error initially made in a previous Form 4 filing in April 2015. The error only affected column 5 of Table I; there were no errors to the transaction amounts reported in previous Form 4 filings.