SEC Form 4 · accession 0000899243-15-010226
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Hazlett
Officer — Vice President-Technical Svcs.
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | S | 1,000 | $20.03 | D | 56,856 | D | |
| Common Stock | Dec 18, 2015 | S | 2,000 | $20.31 | D | 54,856 | D | |
| Common Stock | Dec 21, 2015 | S | 1,500 | $20.87 | D | 53,356 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $17.51 | holding | — | — | — | Sep 10, 2009 | Sep 10, 2018 | Common Stock | 5,000 | 5,000 | D |
| Employee Stock Option (right to buy) | $17.74 | holding | — | — | — | Dec 9, 2010 | Dec 8, 2019 | Common Stock | 10,000 | 10,000 | D |
| Employee Stock Option (right to buy) | $17.81 | holding | — | — | — | Jan 25, 2012 | Jan 24, 2021 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1In addition to the two sales transactions reported in this Form 4, the amount of shares beneficially owned in column 5 of Table I has been reduced by 4,066 shares in order to correct an inadvertent mathematical error initially made in a previous Form 4 filing in March 2015. The error only affected column 5 of Table I; there were no errors to the transaction amounts reported in previous Form 4 filings.