SEC Form 4 · accession 0001084869-18-000042
1 800 FLOWERS COM INC · FLWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher G McCann
Officer — CEO and President · Director · 10% Owner
Period of report
Nov 21, 2018
Accepted (ET)
Nov 26, 2018 · 12:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 21, 2018 | M | 12,500 | $1.79 | A | 869,237 | D | |
| Class A Common StockF1 | Nov 21, 2018 | S | 12,500 | $12.30 | D | 856,737 | D | |
| Class A Common Stock | Nov 23, 2018 | M | 12,500 | $1.79 | A | 869,237 | D | |
| Class A Common StockF2 | Nov 23, 2018 | S | 12,500 | $12.64 | D | 856,737 | D | |
| Class A Common StockF3 | holding | — | — | — | 172,944 | I | I | |
| Class A Common StockF3 | holding | — | — | — | 263,881 | I | I | |
| Class A Common StockF3 | holding | — | — | — | 278,000 | I | I | |
| Class A Common StockF4 | holding | — | — | — | 110 | I | I |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $1.79 | Nov 21, 2018 | M | 12,500 | D | — | Oct 26, 2020 | Class A Common Stock | 12,500 | 607,500 | D |
| Stock Option (Right to Buy)F5 | $1.79 | Nov 23, 2018 | M | 12,500 | D | — | Oct 26, 2020 | Class A Common Stock | 12,500 | 595,000 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The shares were disposed of in multiple transactions ranging from $12.00 to $12.50 inclusive. The Reporting Person undertakes to provide to 1-800-Flowers.com, Inc. or the Staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The price in Column 4 is a weighted average price. The shares were disposed of in multiple transactions ranging from $12.39 to $12.77 inclusive. The Reporting Person undertakes to provide to 1-800-Flowers.com, Inc. or the Staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Shares held by a Grantor Retained Annuity Trust of which Reporting Person is the Trustee.
- F4Shares held by Reporting Person as custodian for his son.
- F5The options were granted on 10/26/10 and vested ratably over 8 years.