SEC Form 4 · accession 0001084869-16-000050
1 800 FLOWERS COM INC · FLWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard M Gallagher
Officer — General Counsel and SVP
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 29, 2016 | A | 64,599 | $3.11 | A | 330,275 | I | Indirect |
| Class A Common StockF2,F1 | Mar 29, 2016 | S | 64,599 | $7.09 | D | 265,676 | I | Indirect |
| Class A Common StockF1 | Mar 30, 2016 | A | 15,435 | $3.11 | A | 281,111 | I | Indirect |
| Class A Common StockF3,F1 | Mar 30, 2016 | S | 15,435 | $7.42 | D | 265,676 | I | Indirect |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F4 | $3.11 | Mar 29, 2016 | M | 64,599 | D | — | May 5, 2016 | Common Stock | 64,599 | 15,435 | I |
| Stock Option (Right to Buy)F1,F4 | $3.11 | Mar 30, 2016 | M | 15,435 | D | — | May 5, 2016 | Common Stock | 15,435 | 0 | I |
Explanation of responses
- F1Securities held by Holder in his capacity as partner of Gallagher, Walker, Bianco & Plastaras, LLP. Holder maintains sole voting and investment power over the securities.
- F2The price reported in Column 4 is a weighted average price. The shares were disposed of in multiple transactions at prices ranging from $6.74 to $7.38, inclusive. The reporting person undertakes to provide to 1-800-Flowers.com, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3The price reported in Column 4 is a weighted average price. The shares were disposed of in multiple transactions at prices ranging from $7.20 to $7.55, inclusive. The reporting person undertakes to provide to 1-800-Flowers.com, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4The options were granted May 5, 2009 and vested ratably over 3 years.