SEC Form 4 · accession 0001084869-16-000047
1 800 FLOWERS COM INC · FLWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Shea
Officer — Chief Financial Officer & SVP
Period of report
Feb 2, 2016
Accepted (ET)
Mar 31, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 2, 2016 | A | 6,748 | $0.00 | A | 243,682 | D | |
| Class A Common Stock | Mar 29, 2016 | M | 75,820 | $3.11 | A | 319,502 | D | |
| Class A Common StockF1 | Mar 29, 2016 | S | 51,746 | $7.10 | D | 267,756 | D | |
| Class A Common Stock | Mar 30, 2016 | M | 9,779 | $3.11 | A | 277,535 | D | |
| Class A Common StockF2 | Mar 30, 2016 | S | 8,853 | $7.43 | D | 268,682 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $3.11 | Mar 29, 2016 | M | 75,820 | D | — | May 5, 2016 | Common Stock | 75,820 | 9,779 | D |
| Stock Option (Right to Buy)F3 | $3.11 | Mar 30, 2016 | M | 9,779 | D | — | May 5, 2016 | Common Stock | 9,779 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $6.76 to $7.36, inclusive. The reporting person undertakes to provide to 1-800-Flowers.com, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $7.21 to $7.55, inclusive. The reporting person undertakes to provide to 1-800-Flowers.com, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Options were granted on May 5, 2009 and ratably vest over a 3 year period.