SEC Form 4 · accession 0001084869-15-000012
1 800 FLOWERS COM INC · FLWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher G McCann
Officer — President · Director · 10% Owner
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 4, 2015 | M | 36,327 | $6.52 | A | 1,601,713 | D | |
| Class A Common StockF1 | Mar 4, 2015 | S | 36,327 | $12.72 | D | 1,565,386 | D | |
| Class A Common Stock | Mar 5, 2015 | M | 100,000 | $6.52 | A | 1,665,386 | D | |
| Class A Common StockF2 | Mar 5, 2015 | S | 100,000 | $12.53 | D | 1,565,386 | D | |
| Class A Common Stock | Mar 6, 2015 | M | 163,673 | $6.52 | A | 1,729,059 | D | |
| Class A Common StockF3 | Mar 5, 2015 | S | 158,031 | $12.30 | D | 1,571,028 | D | |
| Class A Common StockF4 | Mar 5, 2015 | S | 5,642 | $12.20 | D | 1,565,386 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $6.52 | Mar 4, 2015 | M | 36,327 | D | Oct 13, 2007 | Oct 13, 2015 | Class A Common Stock | 36,327 | 263,673 | D |
| Stock Option (Right to Buy)F5 | $6.52 | Mar 5, 2015 | M | 100,000 | D | Oct 13, 2007 | Oct 13, 2015 | Class A Common Stock | 100,000 | 163,673 | D |
| Stock Option (Right to Buy)F5 | $6.52 | Mar 5, 2015 | M | 163,673 | D | Oct 13, 2007 | Oct 13, 2015 | Class A Common Stock | 163,673 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.65 to $13.06, inclusive. The reporting person undertakes to provide to 1-800-FLOWERS.COM, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.27 to $12.60, inclusive. The reporting person undertakes to provide to 1-800-FLOWERS.COM, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactios at prices ranging from $12.25 to $12.47, inclusive. The reporting person undertakes to provide to 1-800-FLOWERS.COM, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.21, inclusive. The reporting person undertakes to provide to 1-800-FLOWERS.COM, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
- F5The option became exercisable with respect to 40% of the shares on October 13, 2007, which was the second anniversary of the date on which the option was granted, and became exercisable for an additional 20% on each of October 13, 2008, October 13, 2009 and October 13, 2010