SEC Form 4 · accession 0001583202-15-000010
RESOURCES CONNECTION, INC. · RGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy B Stephens
Officer — EVP & COO
Period of report
Oct 9, 2015
Accepted (ET)
Oct 13, 2015 · 10:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084765
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 9, 2015 | M | 8,000 | $14.48 | A | 9,275 | D | |
| Common Stock | Oct 9, 2015 | S | 8,000 | $17.06 | D | 1,275 | D | |
| Common Stock | Oct 9, 2015 | M | 5,000 | $9.20 | A | 6,275 | D | |
| Common Stock | Oct 9, 2015 | S | 5,000 | $17.06 | D | 1,275 | D | |
| Common Stock | Oct 9, 2015 | M | 211 | $12.60 | A | 1,486 | D | |
| Common Stock | Oct 9, 2015 | S | 211 | $17.06 | D | 1,275 | D | |
| Common Stock | Oct 9, 2015 | M | 4,789 | $12.60 | A | 6,064 | D | |
| Common Stock | Oct 9, 2015 | S | 4,789 | $16.99 | D | 1,275 | D | |
| Common Stock | holding | — | — | — | 2,500 | I | Tracy B Stephens IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $9.20 | Oct 9, 2015 | M | 5,000 | D | Sep 8, 2015 | Sep 8, 2021 | Common Stock | 5,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.60 | Oct 9, 2015 | M | 211 | D | Mar 14, 2015 | Mar 14, 2022 | Common Stock | 211 | 24,789 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.60 | Oct 9, 2015 | M | 4,789 | D | Mar 14, 2015 | Mar 14, 2022 | Common Stock | 4,789 | 20,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $14.48 | Oct 9, 2015 | M | 8,000 | D | Feb 19, 2013 | Feb 19, 2019 | Common Stock | 8,000 | 3,450 | D |
Explanation of responses
- F1Derivative securities (stock options) vest 25% on each anniversary of the grant date