SEC Form 4 · accession 0001249448-16-000006
RESOURCES CONNECTION, INC. · RGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert M Mueller
Officer — CFO & EVP Corporate Dev.
Period of report
Sep 9, 2016
Accepted (ET)
Oct 11, 2016 · 9:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084765
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2016 | A | 10,000 | $0.00 | A | 12,298 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $14.52 | Sep 9, 2016 | A | 15,000 | A | Sep 9, 2017 | Sep 9, 2026 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Award vests 25% after one year and 25% each year thereafter for the next three years.
Remarks
Includes shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan.