SEC Form 4 · accession 0001218772-19-000006
RESOURCES CONNECTION, INC. · RGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kate W Duchene
Officer — President & CEO
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084765
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2019 | M | 26,443 | $14.48 | A | 107,797 | D | |
| Common StockF1 | Jan 24, 2019 | S | 26,443 | $16.6303 | D | 81,354 | D | |
| Common Stock | Jan 25, 2019 | M | 22,157 | $14.48 | A | 103,511 | D | |
| Common StockF2 | Jan 25, 2019 | S | 22,157 | $16.5746 | D | 81,354 | D | |
| Common Stock | Jan 28, 2019 | M | 900 | $14.48 | A | 82,254 | D | |
| Common StockF2 | Jan 28, 2019 | S | 900 | $16.5869 | D | 81,354 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $14.48 | Jan 24, 2019 | M | 26,443 | D | Feb 19, 2010 | Feb 19, 2019 | Common Stock | 26,443 | 23,057 | D |
| Non-Qualified Stock Option (right to buy)F3 | $14.48 | Jan 25, 2019 | M | 22,157 | D | Feb 19, 2010 | Feb 19, 2019 | Common Stock | 22,157 | 900 | D |
| Non-Qualified Stock Option (right to buy)F3 | $14.48 | Jan 28, 2019 | M | 900 | D | Feb 19, 2010 | Feb 19, 2019 | Common Stock | 900 | 0 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.57 to $16.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $16.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Options vest 25% a year from date of grant.