SEC Form 4 · accession 0001144204-16-127582
Inventergy Global, Inc. · INVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis P Barton
Director
Period of report
Oct 11, 2016
Accepted (ET)
Oct 11, 2016 · 1:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Oct 11, 2016 | P | 17,600 | $1.00 | A | 17,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $1.00 | Oct 11, 2016 | P | 17,600 | A | Oct 11, 2016 | Oct 11, 2021 | Common stock | 17,600 | 17,600 | D |
Explanation of responses
- F1Reflects the purchase price of one share of common stock and a warrant to purchase one share of common stock.