SEC Form 4 · accession 0001144204-16-115943
Inventergy Global, Inc. · INVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Austin Gordon
Director
Period of report
Jul 19, 2016
Accepted (ET)
Aug 2, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084752
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2,F3,F1 | $1.41 | Jul 19, 2016 | A | 25,000 | A | — | Jul 19, 2026 | Common Stock | 25,000 | 25,000 | I |
Explanation of responses
- F1The option vests at the rate of 12.5% per quarter beginning on the October 31, 2016.
- F2The option was granted to the reporting person under the Inventergy Global, Inc. 2014 Stock Plan.
- F3The securities are held by R. Gordon & Associates, Inc., an entity owned by the reporting person.