SEC Form 4 · accession 0001144204-16-115933
Inventergy Global, Inc. · INVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Niedermaier
Officer — Chief Financial Officer
Period of report
Jul 19, 2016
Accepted (ET)
Aug 2, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084752
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2,F1 | $1.41 | Jul 19, 2016 | A | 40,000 | A | Jul 19, 2026 | — | Common stock | 40,000 | 40,000 | D |
Explanation of responses
- F1The option vests at the rate of 8.33% per quarter beginning on October 31, 2016.
- F2The option was granted to the reporting person under the Inventergy Global, Inc. 2014 Stock Plan.