SEC Form 4 · accession 0001144204-15-060035
Inventergy Global, Inc. · INVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis P Barton
Director
Period of report
Oct 16, 2015
Accepted (ET)
Oct 19, 2015 · 9:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084752
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $1.14 | Oct 16, 2015 | D | 123,716 | D | — | Dec 15, 2025 | Common Stock | 123,716 | 0 | D |
| Option to Purchase Common Stock | $2.27 | Oct 16, 2015 | D | 173,203 | D | Dec 16, 2013 | Mar 24, 2023 | Common Stock | 173,203 | 0 | D |
| Option to Purchase Common StockF3 | $0.31 | Oct 16, 2015 | A | 371,919 | A | — | Oct 15, 2025 | Common Stock | 371,919 | 371,919 | D |
Explanation of responses
- F1Reflects a cancellation of the option by the registrant.
- F2The option was to vest in seven equal installments commencing on June 30, 2015 and on a quarterly basis thereafter.
- F3The option vests in five equal installments commencing on December 31, 2015 and on a quarterly basis thereafter.