SEC Form 4 · accession 0001144204-15-060030
Inventergy Global, Inc. · INVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Rortveit
Officer — See Remarks
Period of report
Oct 16, 2015
Accepted (ET)
Oct 19, 2015 · 9:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084752
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $0.31 | Oct 16, 2015 | A | 300,000 | A | — | Oct 15, 2025 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1The option was granted under the Inventergy Global, Inc. 2014 Stock Plan. One third (1/3) of the option vests on September 30, 2016 and the remainder vests in eight quarterly installments thereafter.
Remarks
The reporting person is Senior Vice President, Acquisition and IP Licensing.