SEC Form 4 · accession 0001144204-15-031058
Inventergy Global, Inc. · INVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Frank King
Director
Period of report
Mar 25, 2015
Accepted (ET)
May 15, 2015 · 9:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084752
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $1.14 | Mar 25, 2015 | A | 31,950 | A | — | Mar 24, 2025 | Common Stock | 31,950 | 31,950 | D |
Explanation of responses
- F1The option was granted under the 2014 Stock Plan of Inventergy Global, Inc. and is exercisable as follows: (i) 5,700 options become exercisable on the last day of each of the next five quarters of continuous service following the date of grant and (ii) 3,450 options become exercisable on the last day of the sixth quarter of continuous service following the date of grant.