SEC Form 4/A · accession 0001144204-15-021515
XZERES Corp. · XPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
RAVAGO HOLDINGS AMERICA INC.
10% Owner
Period of report
Aug 21, 2014
Accepted (ET)
Apr 7, 2015 · 1:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084597
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2014 | X | 1,120,687 | $0.35 | A | 5,374,020 | D | |
| Common Stock | Aug 21, 2014 | P | 865,403 | $0.35 | A | 6,239,423 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (right to buy)F1 | $0.35 | Aug 21, 2014 | X | 1,120,687 | D | Apr 16, 2014 | Apr 16, 2018 | Common Stock | 1,120,687 | 0 | D |
Explanation of responses
- F1Certain anti-dilution adjustments were triggered by the Issuer pursuant to the terms of the warrants. As a result of the anti-dilution adjustments, the reporting person's warrants became exercisable for 1,120,687 shares of common stock, as increased from 1,117,227 shares.
Remarks
This Form 4/A (this "Amendment") is being filed by the reporting person to amend and restate in its entirety the Form 4 originally filed by the Reporting Person on April 18, 2011 and the Form 4/A originally filed by the reporting person on April 6, 2015 (together, the "Filed Form 4s"). This Amendment revises the Filed Form 4s by modifying the amount of warrants reported to reflect certain anti-dilution adjustments pursuant to the terms of the warrants.