SEC Form 4 · accession 0001144204-18-062620
PARETEUM Corp · TEUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura W. Thomas
Other
Period of report
Nov 29, 2018
Accepted (ET)
Nov 30, 2018 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 29, 2018 | A | 27,648 | $0.00 | A | 36,981 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock award (the "Restricted Stock Award") under the Pareteum Corp. 2017 Long-Term Incentive Compensation Plan (the "Plan"), which shall vest on the date of grant.
- F2Restricted Stock Award is compensation for the Reporting Person's service as a director of the Issuer.
- F3Includes shares vested or to be vested within 60 days pursuant to the Restricted Stock Award.