SEC Form 4 · accession 0001144204-18-055574
PARETEUM Corp · TEUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yves Roger Van Sante
Director
Period of report
Oct 25, 2018
Accepted (ET)
Oct 26, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Oct 25, 2018 | A | 40,000 | $0.00 | A | 297,396 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a one-time restricted stock award (the "One-Time Restricted Stock Award") under the Pareteum Corporation 2018 Long-Term Incentive Compensation Plan, of which 100% shall vest on the date of grant.
- F2One-Time Restricted Stock Award is compensation for the Reporting Person's service as a director of the Issuer.
- F3Includes shares vested or to be vested within 60 days.
- F4Includes a restricted stock award (the "Restricted Stock Award") of 200,000 shares of common stock under the Pareteum Corporation. 2017 Long-Term Incentive Compensation Plan, of which one-third shall vest on October 1, 2018 and two-thirds shall vest in 24 equal monthly installments over a two year period thereafter.