SEC Form 5 · accession 0001144204-15-019103

PARETEUM Corp · TEUM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 31, 2014

Accepted (ET)

Mar 27, 2015 · 9:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001084384

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 31, 2014	J	362,456	$0.00	A	422,864	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrant^F1	$1.26	Oct 31, 2014	J	381,194	A	Sep 30, 2008	Sep 30, 2015	Common Stock	—	381,194	D
Warrant^F1	$1.47	Oct 31, 2014	J	190,597	A	Sep 30, 2008	Sep 30, 2015	Common Stock	—	190,597	D

F1Include shares and warrant to purchase shares the Reporting Person received from the pro rata distribution from CMV Invest CVA ("CMV I") of which the Reporting Person has a 0.55% ownership interest and CMV Invest II CVA ("CMV II") of which the Reporting Person holds a 0.20% ownership interest in CMV II individually and holds a 50% ownership interest in Amelia & Associates ("Amelia") which holds an approximate 21.54% interest in CMV II. The Reporting Person, although not a controlling shareholder nor has or shares the investment control over such shares and thus disclaims beneficial ownership over such shares, reported such shares and warrants in his indirect holdings in prior reports.