SEC Form 4 · accession 0001683168-17-000298
Mobiquity Technologies, Inc. · MOBQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Arnost
Officer — Executive Vice Chairman · Director · 10% Owner
Period of report
Oct 7, 2016
Accepted (ET)
Feb 13, 2017 · 8:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084267
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1,F2 | $0.04 | Oct 7, 2016 | A | 125,000 | A | Oct 7, 2016 | Oct 7, 2021 | Common Stock | 125,000 | 11,610,001 | D |
Explanation of responses
- F1Not applicable.
- F2Includes shares issuable upon exercise of notes (1,610,000 shares), options (2,250,000 shares), warrants (1,000,001) and 6,750,000 shares issuable in the event Mr. Arnost agrees to convert $1,350,000 which Mr. Arnost provided pursuant to a letter of credit.