SEC Form 4 · accession 0001019687-15-004459
Mobiquity Technologies, Inc. · MOBQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Arnost
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 6, 2015
Accepted (ET)
Dec 10, 2015 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084267
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1,F2,F3 | $0.30 | Oct 6, 2015 | A | 125,000 | A | Oct 6, 2015 | Oct 6, 2020 | Common Stock | 125,000 | 8,323,334 | D |
Explanation of responses
- F1Not applicable.
- F2Includes shares issuable upon exercise of notes (1,073,333 shares), options (1,750,000 shares), warrants (1,000,001 shares) and 4,500,000 shares issuable in the event Mr. Arnost agrees to convert $1,350,000 which Mr. Arnost provided pursuant to a letter of credit.
- F3These options are exercisable upon receipt of stockholder approval of an increase in the authorized number of shares, subject to the Issuer's 2009 Plan.