SEC Form 4 · accession 0001019687-15-001585
Mobiquity Technologies, Inc. · MOBQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean L. Julia
Officer — Co-CEO · Director
Period of report
Apr 22, 2015
Accepted (ET)
Apr 22, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084267
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1 | $0.59 | Mar 1, 2014 | D | 100,000 | D | Mar 1, 2014 | Mar 1, 2024 | Common Stock | 100,000 | 3,150,000 | D |
| Common Stock OptionsF4,F1,F3 | $0.30 | Apr 22, 2015 | A | 300,000 | A | Apr 22, 2015 | Apr 22, 2025 | Common Stock | 300,000 | 3,450,000 | D |
Explanation of responses
- F1Not applicable
- F2Options terminated as these options were not approved by the board on the date of the original Form 4 filing, but have now been granted effective April 22, 2015.
- F3These options are exercisable the later of April 22, 2015 or the date that the issuer's stockholders approve an increase in the authorized number of shares underlying the issuer's 2009 Plan.
- F4This represents 100,000 options granted to Mr. Julia as a director, plus 100,000 options granted to Mr. Julia pursuant to this employment agreement for 2014 and 2015.