SEC Form 4 · accession 0001019687-15-001584
Mobiquity Technologies, Inc. · MOBQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Arnost
Director
Period of report
Apr 22, 2015
Accepted (ET)
Apr 22, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084267
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1,F3 | $0.30 | Apr 22, 2015 | A | 125,000 | A | Apr 22, 2015 | Apr 22, 2020 | Common Stock | 125,000 | 4,823,334 | D |
| Common Stock OptionsF1,F3 | $0.30 | Apr 22, 2015 | A | 100,000 | A | Apr 22, 2015 | Apr 22, 2025 | Common Stock | 100,000 | 4,923,334 | D |
| Common Stock OptionsF1 | $1.00 | Apr 22, 2015 | D | 1,350,000 | D | Jul 17, 2014 | Apr 17, 2015 | Common Stock | 13,501,000 | 3,573,334 | D |
| Common Stock OptionsF1,F2 | $0.30 | Apr 22, 2015 | A | 4,500,000 | A | Apr 22, 2015 | Dec 31, 2015 | Common Stock | 4,500,000 | 8,073,334 | D |
Explanation of responses
- F1Not applicable.
- F2Includes shares issuable upon exercise of notes (1,073,333 shares), options (1,500,000 shares), warrants (1,000,001 shares) and 4,500,000 shares issuable in the event Mr. Arnost agrees to convert $1,350,000 which Mr. Arnost provided pursuant to a letter of credit.
- F3These options are exercisable the later of April 22, 2015 or stockholder approval of an increase in the authorized number of shares, subject to the Issuer's 2009 Plan.