SEC Form 4 · accession 0001214659-18-002769
ZIFF DAVIS, INC. · ZD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Cresci
Director
Period of report
Apr 11, 2018
Accepted (ET)
Apr 12, 2018 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Apr 11, 2018 | M | 10,000 | $20.91 | A | 85,569 | D | |
| Common Stock $0.01 Par ValueF2 | Apr 11, 2018 | S | 10,000 | $78.8484 | D | 75,569 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF5,F4 | $20.91 | Apr 11, 2018 | M | 10,000 | D | — | May 5, 2018 | Common Stock $0.01 Par Value | 10,000 | 12,779 | D |
Explanation of responses
- F1These shares were acquired upon exercise of stock options issued under Issuer's 2007 Stock Plan identified as exercised in Part II of this Form 4.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- F3Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $78.41 to $79.18 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F4These stock options vested in five (5) equal annual installments commencing on May 5, 2009.
- F5Stock options granted for services rendered; no value placed on services rendered.