SEC Form 4 · accession 0001214659-18-000063
ZIFF DAVIS, INC. · ZD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek Shah
Officer — Chief Executive Officer · Director
Period of report
Jan 1, 2018
Accepted (ET)
Jan 2, 2018 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par ValueF2 | Jan 1, 2018 | A | 600,000 | $0.00 | A | 751,232 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF5,F4 | $75.03 | Jan 1, 2018 | A | 400,000 | A | — | Jan 1, 2028 | Common Stock $0.01 Par Value | 400,000 | 400,000 | D |
Explanation of responses
- F1Restricted stock awarded under the Issuer's 2015 Stock Plan.
- F2Restricted stock granted for services rendered; no value placed on services rendered.
- F3Stock options granted pursuant to Issuer's 2015 Stock Plan.
- F4These stock options vest in eight (8) equal annual installments commencing on January 1, 2019.
- F5Stock options granted for services rendered; no value placed on services rendered.