SEC Form 4 · accession 0001214659-16-014746
ZIFF DAVIS, INC. · ZD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve P. Dunn
Officer — Chief Accounting Officer
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 12:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Nov 15, 2016 | M | 1,000 | $27.60 | A | 21,867 | D | |
| Common Stock $0.01 Par Value | Nov 15, 2016 | S | 2,958 | $73.50 | D | 18,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF3,F2 | $27.60 | Nov 15, 2016 | M | 1,000 | D | — | Jan 31, 2021 | Common Stock $0.01 Par Value | 1,000 | 0 | D |
Explanation of responses
- F1These shares were acquired upon exercise of stock options issued under Issuer's 2007 Stock Plan identified as exercised in Part II of this Form 4.
- F2These stock options vest in five (5) equal annual installments commencing on January 31, 2012.
- F3Stock options granted for services rendered; no value placed on services rendered.