SEC Form 4 · accession 0001214659-16-013668
ZIFF DAVIS, INC. · ZD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Ross
Director
Period of report
Sep 13, 2016
Accepted (ET)
Sep 15, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Sep 13, 2016 | M | 16,500 | $32.45 | A | 28,107 | D | |
| Common Stock $0.01 Par Value | Sep 13, 2016 | M | 3,336 | $21.67 | A | 31,443 | D | |
| Common Stock $0.01 Par ValueF3 | Sep 13, 2016 | S | 10,636 | $68.0901 | D | 20,807 | D | |
| Common Stock $0.01 Par ValueF4 | Sep 13, 2016 | S | 9,200 | $67.5564 | D | 11,607 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF7,F5 | $32.45 | Sep 13, 2016 | M | 16,500 | D | — | Aug 3, 2017 | Common Stock $0.01 Par Value | 16,500 | 0 | D |
| Options to Purchase Common StockF7,F6 | $21.67 | Sep 13, 2016 | M | 3,336 | D | — | May 7, 2019 | Common Stock $0.01 Par Value | 3,336 | 0 | D |
Explanation of responses
- F1These shares were acquired upon exercise of stock options issued under Issuer's 1997 Stock Plan identified as exercised in Part II of this Form 4.
- F2These shares were acquired upon exercise of stock options issued under Issuer's 2007 Stock Plan identified as exercised in Part II of this Form 4.
- F3Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $67.90 to $68.10 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F4Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $67.50 to $67.7244 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F5These stock options vested in five (5) equal annual installments commencing on August 3, 2008.
- F6These stock options vested in five (5) equal annual installments commencing on May 7, 2010.
- F7Stock options granted for services rendered; no value placed on services rendered.