SEC Form 4 · accession 0001214659-16-013524
ZIFF DAVIS, INC. · ZD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Brian Kretzmer
Director
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Aug 30, 2016 | M | 6,600 | $32.45 | A | 14,897 | D | |
| Common Stock $0.01 Par ValueF2 | Aug 30, 2016 | S | 6,600 | $67.9536 | D | 8,297 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF4,F3 | $32.45 | Aug 30, 2016 | M | 6,600 | D | — | Aug 3, 2017 | Common Stock $0.01 Par Value | 6,600 | 0 | D |
Explanation of responses
- F1These shares were acquired upon exercise of stock options issued under Issuer's 2007 Stock Plan identified as exercised in Part II of this Form 4.
- F2Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $67.97 to $67.952 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F3These stock options vested in five (5) equal annual installments commencing on August 3, 2008.
- F4Stock options granted for services rendered; no value placed on services rendered.