SEC Form 4 · accession 0001214659-15-004665
ZIFF DAVIS, INC. · ZD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Brian Kretzmer
Director
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par ValueF1 | Jun 3, 2015 | S | 8,355 | $67.0108 | D | 10,156 | D | |
| Common Stock $0.01 Par Value | Jun 5, 2015 | M | 13,200 | $32.45 | A | 23,356 | D | |
| Common Stock $0.01 Par ValueF3 | Jun 5, 2015 | S | 13,200 | $66.7907 | D | 10,156 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF5,F4 | $32.45 | Jun 5, 2015 | M | 13,200 | D | — | Aug 3, 2017 | Common Stock, $0.01 par value | 13,200 | 19,800 | D |
Explanation of responses
- F1Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $67.00 to $67.07 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F2These shares were acquired upon exercise of stock options issued under Issuer's 2007 Stock Plan identified as exercised in Part II of this Form 4.
- F3Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $66.67 to $66.89 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F4These stock options vested in five (5) equal annual installments commencing on August 3, 2008.
- F5Stock options granted for services rendered; no value placed on services rendered.